-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0TBdbLYEWbXDOtWQsgG6NxggTvtjlWE82zhLL+ONbE6qflWv4+3sWxtHq685T2r qmguOaeppoV1PMrTv96p2w== 0000919574-00-001064.txt : 20001204 0000919574-00-001064.hdr.sgml : 20001204 ACCESSION NUMBER: 0000919574-00-001064 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEYERSON M H & CO INC /NJ/ CENTRAL INDEX KEY: 0000913781 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 131924455 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47309 FILM NUMBER: 782312 BUSINESS ADDRESS: STREET 1: NEWPORT TOWER 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014599500 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONIC TRADING GROUP LLC CENTRAL INDEX KEY: 0001113056 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: 111 BROADWAY STREET 2: 3RD FL. CITY: NEW YORK STATE: NY ZIP: 10006 SC 13D/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) M.H. Meyerson & Co., Inc. - ----------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - ----------------------------------------------------------- (Title of Class of Securities) 55301Q - ----------------------------------------------------------- (CUSIP Number) Gregg Giaquinto 111 Broadway, 3rd Floor New York, New York 10006 - ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) November 28, 2000 - ----------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 2 CUSIP No.: 55301Q 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Person Electronic Trading Group, L.L.C. - ID #133802811 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds WC - See Item 3 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization Illinois Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 3 11. Aggregate Amount Beneficially Owned by Each Reporting Person 718,710 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 10.92% - See Item 5 14. Type of Reporting Person B/D 4 CUSIP No.: 55301Q 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert Kanter - ID #051321390 2. Check the Appropriate Box if a Member of a Group a. [ ] b. [ ] 3. SEC Use Only 4. Source of Funds N/A 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [ ] 6. Citizenship or Place of Organization U.S.A. Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: See Item 5 8. Shared Voting Power: See Item 5 9. Sole Dispositive Power: See Item 5 10. Shared Dispositive Power: See Item 5 5 11. Aggregate Amount Beneficially Owned by Each Reporting Person 718,710 - See Item 5 (not to be construed as an admission of beneficial ownership) 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 10.92% - See Item 5 14. Type of Reporting Person IN 6 Electronic Trading Group, L.L.C. hereby amends and supplements the Schedule 13D dated as of April 17, 2000 originally filed with the Securities and Exchange Commission (the "SEC") on April 27, 2000 as amended by (i) Amendment No. 1 dated as of April 24, 2000 filed with the SEC on April 28, 2000; (ii) Amendment No. 2 dated as of May 24, 2000 filed with the SEC on May 26, 2000; (iii) Amendment No. 3 dated as of July 27, 2000 filed with the SEC on August 1, 2000; (iv) Amendment No. 4 dated as of September 5, 2000 filed with the SEC on September 12, 2000; (v) Amendment No. 5 dated as of September 14, 2000 filed with the SEC on September 18, 2000; and (vi) Amendment No. 6 dated as of September 26, 2000 filed with the SEC on September 28, 2000 (the "Schedule") as follows: Item 3. Source and Amount of Funds or Other Consideration Item 3 of the Schedule is hereby amended by inserting the following at the end of the first paragraph thereof: From September 27, 2000 to November 28, 2000, the Company purchased and sold shares of the Issuer's Common Stock resulting in an aggregate net purchase of 89,210 additional shares through open market transactions at average daily prices ranging from $2.5625 to $5.0000 per share, for a net purchase price of $194,958.44. All purchases during such period were effected in an investment account at Spear, Leeds & Kellogg ("SLK"), a broker-dealer, pursuant to arrangements under which SLK may be deemed to have extended credit in connection with such purchases. The last paragraph of Item 3 of the Schedule is hereby restated as follows: No part of the purchase price paid by the Company for the shares of the Issuer's Common Stock, other than as specified above, is or will be represented by funds or other consideration borrowed or otherwise obtained for the purpose of acquiring, holding, trading or voting the securities. 7 Item 4. Purpose of Transactions Item 4 of the Schedule is hereby restated as follows: The Company may buy or sell additional shares of the Issuer in the open market, depending on business and market conditions, share price, its continuing evaluations of the business and prospects of the Issuer and other factors. The Company intends to: 1. seek representation on the Issuer's Board of Directors; 2. seek to have the Issuer grant to the Company an option to purchase additional shares of the Issuer, the price and amount of such shares to be determined at a later time; and 3. enter into an agreement with the Issuer pursuant to which the Issuer agrees not to issue any blank check preferred stock that would have a dilutive effect on the Company's holdings of the Issuer's shares. Although it has no current plans to do so, the Company may in the future: 1. engage in an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; or 2. acquire a sufficient number of additional shares to exercise control of the Issuer. Item 5. Interest in Securities of the Issuer Item 5(a) of the Schedule is hereby deleted in its entirety and replaced with the following: The Company beneficially owns, in the aggregate, 718,710 shares of the Issuer's Common Stock, which constitutes 10.9% of the Issuer's outstanding 8 Common Stock as of September 5, 2000, as disclosed in the Issuer's Form 10-Q filed on September 13, 2000. Of the 718,710 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the power to dispose or direct the disposition of all the shares. Item 5(b) of the Schedule is hereby deleted in its entirety and replaced with the following: Of the 718,710 shares of Common Stock beneficially owned by the Company, Mr. Kanter may be deemed to share with the Company (i) the power to vote or direct the vote of all of the shares and (ii) the power to dispose or direct the disposition of all the shares. Item 5(c) of the Schedule is amended by inserting the following at the end thereof: As shown in Addendum 1 hereto, from September 27, 2000 to November 28, 2000, the Company made a net purchase of 89,210 additional shares of the Issuer's Common Stock in open market transactions. Item 7. Material to be Filed as Exhibits Item 7.1 of the Schedule is hereby amended by deleting "September 26, 2000" in the third line and inserting "November 28, 2000" in lieu thereof. 9 Addendum 1 to the Schedule is hereby amended by inserting the following at the end thereof: Shares Shares Average Price Per Share Date Purchased (Sold) Position (Excluding commission) 9/27/00 (4,700) 624,800 5.0000 9/27/00 (200) 624,600 5.0000 9/28/00 4,700 629,300 4.8125 9/28/00 1,000 630,300 4.8125 9/28/00 500 630,800 4.8750 9/28/00 2,000 632,800 4.8750 9/28/00 3,800 636,600 4.9375 9/28/00 (100) 636,500 5.0000 9/28/00 (100) 636,400 5.0000 9/28/00 (100) 636,300 5.0000 9/28/00 (100) 636,200 5.0000 9/28/00 (100) 636,100 5.0000 9/28/00 (100) 636,000 5.0000 9/28/00 (100) 635,900 5.0000 9/28/00 (100) 635,800 5.0000 9/28/00 (100) 635,700 5.0000 9/29/00 100 635,800 4.7500 9/29/00 600 636,400 4.8750 10/2/00 1,000 637,400 4.6875 10/2/00 2,000 639,400 4.7500 10/2/00 1,000 640,400 4.7813 10/2/00 1,000 641,400 4.8125 10/2/00 1,000 642,400 4.8438 10/2/00 (900) 641,500 5.0000 10/3/00 1,400 642,900 4.8750 10/3/00 2,000 644,900 4.9375 10/3/00 310 645,210 4.9375 10/3/00 2,000 647,210 4.9375 10/3/00 2,000 649,210 5.0000 10/3/00 2,000 651,210 5.0000 10/3/00 (23,800) 627,410 4.7500 10/3/00 (500) 626,910 4.8125 10/3/00 (3,500) 623,410 4.8750 10/3/00 (1,000) 622,410 4.8750 10/3/00 (2,500) 619,910 4.9375 10/4/00 4,000 623,910 4.3750 10/4/00 2,000 625,910 4.4375 10/4/00 4,100 630,010 4.5000 10/4/00 6,000 636,010 4.5625 10/4/00 2,000 638,010 4.5938 10/4/00 2,000 640,010 4.6250 10/4/00 100 640,110 4.8750 10/4/00 (3,200) 636,910 4.5000 10 10/4/00 (15,000) 621,910 4.5313 10/4/00 (5,000) 616,910 4.5625 10/4/00 (1,000) 615,910 4.5625 10/4/00 (200) 615,710 4.6719 10/5/00 2,000 617,710 4.3750 10/5/00 2,000 619,710 4.5625 10/5/00 1,000 620,710 4.6875 10/5/00 (2,000) 618,710 4.6875 10/6/00 2,000 620,710 4.3125 10/6/00 2,000 622,710 4.3750 10/9/00 700 623,410 4.2500 10/9/00 (10) 623,400 4.3750 10/9/00 (1,690) 621,710 4.5000 10/9/00 (1,400) 620,310 4.5625 10/9/00 (800) 619,510 4.6250 10/10/00 5,000 624,510 4.2500 10/10/00 2,000 626,510 4.3125 10/10/00 100 626,610 4.3750 10/10/00 4,000 630,610 4.3750 10/10/00 1,000 631,610 4.3750 10/10/00 1,000 632,610 4.3750 10/10/00 2,500 635,110 4.4375 10/10/00 1,000 636,110 4.4688 10/10/00 700 636,810 4.5000 10/10/00 1,000 637,810 4.5000 10/10/00 100 637,910 4.5000 10/10/00 1,500 639,410 4.5000 10/10/00 2,000 641,410 4.6875 10/10/00 2,000 643,410 4.7500 10/10/00 200 643,610 4.8125 10/10/00 900 644,510 4.8125 10/10/00 (1,000) 643,510 4.4375 10/10/00 (100) 643,410 4.5625 10/10/00 (10,000) 633,410 4.5625 10/10/00 (100) 633,310 4.5781 10/10/00 (200) 633,110 4.6250 10/10/00 (100) 633,010 4.6875 10/10/00 (100) 632,910 4.6875 10/10/00 (2,000) 630,910 4.7500 10/10/00 (3,000) 627,910 4.8750 10/10/00 (3,000) 624,910 4.9375 10/11/00 700 625,610 4.1250 10/11/00 4,000 629,610 4.1875 10/11/00 100 629,710 4.3750 10/12/00 1,500 631,210 4.1250 10/12/00 1,500 632,710 4.1875 10/13/00 (600) 632,110 4.2500 10/13/00 (700) 631,410 4.3125 11 10/17/00 600 632,010 3.8750 10/17/00 4,000 636,010 3.8750 10/17/00 400 636,410 3.9063 10/17/00 400 636,810 3.9688 10/17/00 1,000 637,810 3.9688 10/17/00 1,000 638,810 3.9688 10/17/00 400 639,210 3.9688 10/17/00 2,000 641,210 4.0313 10/18/00 1,000 642,210 4.6875 10/18/00 3,000 645,210 4.7500 10/18/00 1,000 646,210 4.8125 10/18/00 1,000 647,210 4.8750 10/19/00 800 648,010 3.8125 10/19/00 (100) 647,910 4.2344 10/19/00 (400) 647,510 4.3750 10/19/00 (800) 646,710 4.1250 10/20/00 (5,000) 641,710 4.0313 10/20/00 (100) 641,610 4.0313 10/20/00 (5,000) 636,610 4.0625 10/20/00 (5,000) 631,610 4.0625 10/20/00 (500) 631,110 4.1250 10/20/00 (1,000) 630,110 4.1250 10/20/00 (1,300) 628,810 4.1875 10/20/00 (1,300) 627,510 4.2500 10/20/00 (4,200) 623,310 4.2500 10/20/00 (2,300) 621,010 4.2500 10/23/00 700 621,710 3.9375 10/23/00 (5,000) 616,710 4.0313 10/23/00 (1,000) 615,710 4.0625 10/23/00 (600) 615,110 4.0938 10/23/00 (1,000) 614,110 4.1250 10/24/00 2,000 616,110 3.8750 10/24/00 2,000 618,110 3.9375 10/24/00 1,700 619,810 3.9688 10/24/00 1,200 621,010 3.9688 10/24/00 (100) 620,910 4.1094 10/25/00 (700) 620,210 4.0000 10/25/00 (1,500) 618,710 4.0000 10/25/00 (1,600) 617,110 4.1875 10/25/00 (500) 616,610 4.2500 10/26/00 1,000 617,610 4.1250 10/26/00 (700) 616,910 4.1563 10/26/00 (700) 616,210 4.1563 10/26/00 (700) 615,510 4.1563 10/26/00 (100) 615,410 4.2344 10/26/00 (600) 614,810 4.3125 10/26/00 (100) 614,710 4.3594 10/26/00 (200) 614,510 4.3594 12 10/26/00 (1,100) 613,410 4.3750 10/26/00 (2,600) 610,810 4.3750 10/27/00 (400) 610,410 4.5000 10/27/00 (200) 610,210 4.7500 10/27/00 (100) 610,110 5.0000 10/30/00 (1,900) 608,210 4.0625 10/30/00 (2,800) 605,410 4.1250 11/2/00 (2,000) 603,410 4.1250 11/2/00 (5,000) 598,410 4.2500 11/2/00 (1,600) 596,810 4.3125 11/2/00 (200) 596,610 4.1250 11/6/00 (800) 595,810 4.0625 11/6/00 (700) 595,110 4.0625 11/3/00 (900) 594,210 4.1875 11/14/00 5,000 599,210 3.6875 11/14/00 (1,700) 597,510 3.6875 11/14/00 (800) 596,710 3.8125 11/14/00 (1,700) 595,010 3.8750 11/15/00 500 595,510 3.6250 11/15/00 (1,700) 593,810 3.7500 11/16/00 2,500 596,310 3.6250 11/17/00 1,000 597,310 3.5000 11/17/00 2,000 599,310 3.5625 11/17/00 (500) 598,810 3.6875 11/20/00 2,000 600,810 3.2500 11/20/00 700 601,510 3.3125 11/20/00 1,800 603,310 3.3125 11/20/00 2,000 605,310 3.3750 11/20/00 2,000 607,310 3.5000 11/20/00 (1,000) 606,310 3.5000 11/22/00 2,000 608,310 3.4375 11/22/00 500 608,810 3.4375 11/22/00 (1,100) 607,710 3.5000 11/27/00 600 608,310 3.2188 11/27/00 500 608,810 3.2813 11/28/00 700 609,510 2.5625 11/28/00 12,500 622,010 2.6250 11/28/00 14,000 636,010 2.6875 11/28/00 2,500 638,510 2.7188 11/28/00 56,800 695,310 2.7500 11/28/00 8,200 703,510 2.8125 11/28/00 9,400 712,910 2.8750 11/28/00 8,200 721,110 2.9375 11/28/00 3,000 724,110 3.0000 11/28/00 (1,000) 723,110 2.7500 11/28/00 600 723,710 2.7500 11/28/00 (5,000) 718,710 2.7500 11/28/00 5,000 723,710 2.7500 13 11/28/00 5,000 728,710 2.7500 11/28/00 (5,000) 723,710 2.7500 11/28/00 (300) 723,410 2.8125 11/28/00 (300) 723,110 2.8750 11/28/00 (4,000) 719,110 2.9063 11/28/00 (400) 718,710 2.9375 ___________________________________________________________________ Subtotal from 9/27/00 to 265,310 (176,100) 11/28/00 Aggregate 9/26/00 Position 629,500 Total as of 1,173,210 (454,500) 718,710 4.7526 11/28/00 14 SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, the undersigneds hereby certify that the information set forth in this statement is true, complete and correct. ELECTRONIC TRADING GROUP, L.L.C. /s/ Robert Kanter______ By: Robert Kanter Title: Member Manager Date: December 1, 2000 ROBERT KANTER /s/ Robert Kanter_______ Date: December 1, 2000 15 02764001.AB0 -----END PRIVACY-ENHANCED MESSAGE-----